Our goal is simple: do the right thing.
Our Compliance department implements a compliance regime and supervisor systems to ensure compliance with all the rules, regulations, policies and legislation applicable to Questrade’s business. This department is responsible for reporting to management and the board of directors on Questrade’s level of compliance and for overall oversight of supervision functions to make sure we are always doing the right things. They’re passionate and committed, although it’s not always easy being the bad guy!
And where does the Compliance Analyst, AML & Privacy fit into this?
The purpose of the Compliance Analyst is to assist Questrade in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation, and complying with Questrade’s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the Director, AML and Privacy Compliance.
What’s it like working as a Compliance Analyst, AML & Privacy at Questrade?
Questrade is seeking a candidate who is interested in pursuing a career in compliance. We are seeking a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.The Compliance Analyst shall be responsible for adhering to all aspects of Questrade’s AML and ATF policies and procedures and for documenting all cases referred for compliance review.
Need more details? Keep reading…
You will be responsible for performing day-to-day activities associated with Questrade’s AML and ATF program, as assigned by the Director, AML and privacy compliance. You will also perform daily monitoring of large internals EFTs. You will gather information needed for case work and perform initial reviews of unusual activity referred for compliance review. You will provide recommendations based on your research to the Director of AML and Privacy Compliance. You will also file suspicious transaction reports and provide ongoing support to the compliance department.